Scientists lack any coherent
explanation for how a brain could generate thought or intellect.
Thoughts are immaterial things, so how could they possibly be
generated by material things such as neurons? We know how physical
things can generate other physical things (such as continental plates
generating earthquakes), and we know how mental things can generate
other mental things (such as one idea leading to a related idea). But
nobody can give a coherent explanation as to how a physical thing
such as a brain could produce a mental thing such as a thought or
idea.
Scientists
often fall back on localization claims to try to hide this shortfall.
A scientist who cannot explain the how
of a brain making an idea or a decision will
often try to use a where
as a substitute, by suggesting that specific mental capabilities come
from particular parts of the brain. A common claim is that higher
thought comes from the frontal lobe of the brain. More specifically,
someone may claim that higher thought comes from the front-most part
of the frontal lobe, what is called the prefrontal cortex. But the
evidence fails to strongly support such claims, and the evidence
often conflicts with such claims.
We
certainly do not know from brain scans that higher thought comes from
the frontal lobe or the prefrontal cortex. With the exception of the
auditory and visual cortex, which show clear signs of “lighting up”
during visual or auditory perception, there is no part of the brain
that shows more than about a 1 percent increase in activity when
humans think, decide, or remember. As a technical paper states,
“cognitive effects give signal changes on the order of 1%.”
Those visuals showing
“activating regions” of the brain in red are typically making use
of a deceptive data presentation technique in which mere 1 percent
differences in activity (or less) are represented in red, making them
looking like big differences when they're really tiny differences. When
you run, your heart gives a very clear signal of being involved in
such a thing – for your heart rate may increase by 50 percent. But
when you think, decide, or remember an old memory, there is no part
of your brain that gives any clear sign of shifting into high gear or
being crucially involved in such a thing.
Let
us look at general intelligence and the frontal lobe. It is part of the dubious folklore of neuroscientists that the
prefrontal cortex is some center of higher reasoning. But the
scientific paper here tells us that patients with prefrontal damage
"often have a remarkable absence of intellectual impairment, as
measured by conventional IQ tests." The authors of the
scientific paper tried an alternate approach, using a test of so-called
"fluid" intelligence on 80 patients with prefrontal damage.
They concluded "our findings do not support
a connection between fluid intelligence and the frontal lobes."
Table 7 of this study reveals that the average intelligence of the 80
patients with prefrontal cortex damage was 99.5 – only a tiny bit
lower than the average IQ of 100. Table 8 tells us that two of the patients with prefrontal cortex damage had genius IQs of higher than 140.
In
a similar vein, the paper here tested IQ for 156 Vietnam veterans who
had undergone frontal lobe brain injury during combat. If you do the
math using Figure 5 in this paper, you get an average IQ of 98, only
two points lower than average. You could plausibly explain that 2
point difference purely by assuming that those who got injured had a
very slightly lower average intelligence (a plausible assumption
given that smarter people would be more likely to have smart
behavior reducing their chance of injury). Similarly, this study checked
the IQ of 7 patients with prefrontal cortex damage, and found that
they had an average IQ of 101.
It is sometimes claimed that the dorsolateral prefrontal cortex is the "CEO" of the brain. This study examined six patients
with damage to the dorsolateral prefrontal cortex, and found that they had
an average IQ of 104, above the average of 100. The study here tells us that 37 patients with damage to the dorsolateral prefrontal cortex had an average IQ of 97.4, only slightly below average (Table 1 and Table 2). The same study tells us that 25 patients with damage to the ventromedial prefrontal cortex had an average IQ of 105.7 (Table 3 and 4). This study says, “We
have studied numerous patients with bilateral lesions of the
ventromedial prefrontal (VM) cortex” and that “most of these
patients retain normal intellect, memory and problem-solving ability
in laboratory settings.”
In
the paper "Neurocognitive
outcome after pediatric epilepsy surgery" by Elisabeth M. S.
Sherman, we have some discussion of the effects on children of
hemispherectomy, surgically removing half of their brains to stop
seizures. Such a procedure involves a 50% reduction in the frontal
lobe of the brain, and a 50% reduction of the prefrontal cortex. We
are told this:
Cognitive levels in many children do not appear to be altered significantly by hemispherectomy. Several researchers have also noted increases in the intellectual functioning of some children following this procedure....Explanations for the lack of decline in intellectual function following hemispherectomy have not been well elucidated.
Referring to a study by Gilliam, the paper states that of 21 children who had parts of their brains removed to treat epilepsy, including 10 who had surgery to the frontal lobe, none of the 10 patients with frontal lobe surgery had a decline in IQ post-operatively, and that two of the children with frontal lobe resections had "an increase in IQ greater than 10 points following surgery."
Cognitive levels in many children do not appear to be altered significantly by hemispherectomy. Several researchers have also noted increases in the intellectual functioning of some children following this procedure....Explanations for the lack of decline in intellectual function following hemispherectomy have not been well elucidated.
Referring to a study by Gilliam, the paper states that of 21 children who had parts of their brains removed to treat epilepsy, including 10 who had surgery to the frontal lobe, none of the 10 patients with frontal lobe surgery had a decline in IQ post-operatively, and that two of the children with frontal lobe resections had "an increase in IQ greater than 10 points following surgery."
The paper here
gives precise before and after IQ scores for more than 50 children
who had half of their brains removed in a hemispherectomy operation.
For one set of 31 patients, the IQ went down by an average of only 5
points. For another set of 15 patients, the IQ went down less than 1
point. For another set of 7 patients the IQ went up by 6 points.
A writer at Slate.com states the following:
Now let us look at whether there
is good evidence that decision making is generated by the prefrontal
cortex. It should be first noted that the evidence discussed above
discredits such an idea, because you can't perform well on an IQ test
unless you have a good decision-making ability. Each IQ test question
requires you to make a decision; none are tests of learned knowledge.
For example, when an IQ test asks which of 5 figures most closely
resembles a particular figure, that is something that requires you to
make a decision rather than just remember something you have learned.
A 2002 scientific paper was
entitled “Decision-making processes following damage to the
prefrontal cortex.” The scientists who wrote the paper identified
19 patients with damage to the prefrontal cortex, and had them do
various tests. Some of the results are below:
- Patients with local orbitofrontal lesions performed normally (at control levels) on three-decision making tasks.
- There was no statistically significant difference among the four frontal subgroups and controls on letter fluency or category fluency.
- Pattern recognition performance (percentage correct) was not significantly impaired in either the combined frontal group or the five subgroups.
- On spatial recognition (percentage correct), the combined frontal group were unimpaired relative to controls.
- On a gambling test to determine decision making, “The combined frontal group did not show poorer decision making than controls... and there were no significant differences among the five subgroups.”
Based
on the results above, you would have to conclude that the idea that
the prefrontal cortex generates decisions or thoughts is false. But
there's another test that neuroscientists use in cases such as these
– a kind of very subtle and sneaky test. We might put this test
under a category of “desperately seeking evidence of performance
deterioration.
The
test is called the “Iowa gambling task.” A person will sit in
front of a computer screen that shows four card decks. The person can
pick from any of the decks, and is told that when you pick a card,
your money can be either increased or decreased. Normally decks A
and B give you a much higher money reward, compared to decks C and D.
For example, it might be that picking from deck A will normally give
you about $100, and picking from decks C and D will normally give you
only about $10. But there's a sneaky catch. Occasionally decks A and
B will cause you to lose a large amount such as $1200.
So
a person doing this test has to recognize a very subtle rule that can
be detected only after 40 or 50 trials – that even though decks A
and B normally give more money, they can cause big money
subtractions, which means that it's really better to keep picking
from decks C and D.
As
a test of executive ability, the Iowa gambling task is dubious
indeed. One reason is that it may be largely testing short-term
memory or prolonged concentration rather than executive ability. Another reason is that it is
debatable whether the assumption of the people applying this test
(that picking from decks C and D is a wiser decision) is correct. It
can be argued that the person who picks from decks A and B has made a
correct short-term decision. Such a person is like an investor who
continues to invest in the stock market because of nice annual gains
even though he knows that about every 8 years or so, stock markets
have nasty downturns in which investors lose 30% or so of their
money. This wikipedia page on the Iowa gambling task gives some
scientific papers that argue it is flawed, and should not be used to
judge executive ability.
In
the paper I referred to above, the patients with prefrontal damage
did worse on the Iowa gambling task, although whether that actually
was inferior executive ability is debatable. We can summarize the
paper by saying its tests provided no clear evidence that decisions
are produced by the prefrontal cortex, and no clear evidence that
damage to the prefrontal cortex significantly impairs executive
ability.
Another
dubious test used on some patients with frontal lobe damage is called the Wisconsin Card Sorting Test. Subjects are
asked to put a card in one of 4 card stacks. As soon as they make a
choice, they are told whether their choice was correct. We are told
in 1:34 of this video that “After ten consecutive correct matches,
the classification principle changes without warning.” So this test
is also a subtle, sneaky type of test, not a straightforward test
of executive ability. What it tests is the ability to discard a
principle you have already adopted when the evidence no longer
supports that principle. One
paper says, “These findings strongly suggest that WCST scores
cannot be regarded as valid nor specific markers of prefrontal lobe
function.”
The
studies above are studies involving small numbers of unusual subjects
with damage in the frontal lobes. Perhaps a much better way to
consider the issue of how much cognition depends on the frontal lobes (or the prefrontal
cortex) is to consider a much larger class of subjects: the many
millions of people older than 60.
This
scientific paper states this: “General linear model analyses
revealed that the greatest age effects occurred in prefrontal cortex
gray matter... with an average rate of volumetric decline of 4.9% per
decade” after age 18. This should result in a decline in the
prefrontal cortex gray matter of more than 20% by the time someone
reaches 70. But we see nothing like a 20% decline in intelligence or
decision-making ability in those who have reached the age of 70.
People older than 70 still serve as presidents, congressmen, senators
and CEO's.
I
could cite some statistics comparing the IQ tests of 20-year-olds and
70-year-olds, but then we would run into the confounding factor known
as the Flynn Effect. The Flynn Effect is that for many decades, the
performance of young people on IQ tests has been improving, with the
improvement being about 3 points per decade. The study here states
the following:
The
Flynn effect was large enough to account for 100% of the variance in
performance between age groups for cross-sectional analyses. After
accounting for the Flynn effect, IQ was found to be relatively stable
across the adult portion of the lifespan. Verbal abilities remain
stable and even show gains through a large segment of the lifespan,
while abilities measured by the Performance scale show modest
declines from younger to older samples.
So
the study finds that after we adjust for the Flynn effect, the IQ of
people about 70 is about the same as people about 20. This finding is
not at all what we should expect if the prefrontal cortex is
responsible for intellectual capabilities, given a decline of about
20% that should occur in the prefrontal cortex between the age of 20
and 70.
I
may note that the very fact of the Flynn effect is inconsistent with
the dogma that our intelligence is a product of our brain. The Flynn
effect, which involved an increase in IQ scores of about 3 percent
per decade, went on for at least seven decades (although some think
it is wearing off). During this time there was no change in human
brains that could account for such a change.
Another
relevant point is that the human brain is currently much smaller than
it was previously.
A
science
article in
the mainstream Discover magazine tells us this: “Over
the past 20,000 years, the average volume of the human male brain has
decreased from 1,500 cubic centimeters to 1,350 cc, losing a chunk
the size of a tennis ball.”
But most people would guess that humans are smarter, or as least as
smart, as those who lived 20,000 years ago.
A
recent article on Aeon mentions how there is little correlation
between brain size and intelligence, or a correlation between
intelligence and the size of a frontal cortex. The article states
the following:
Some
of the most perspicacious animals are the corvids – crows, ravens,
and rooks – which have brains less than 1 per cent the size of a
human brain, but still perform feats of cognition comparable to
chimpanzees and gorillas. Behavioural studies have shown that these
birds can make and use tools, and recognise people on the street,
feats that even many primates are not known to achieve. ….Among
rodents, for instance, we can find the 80-gram capybara brain with
1.6 billion neurons and the 0.3-gram pygmy mouse brain with probably
fewer than 60 million neurons. Despite a greater than 100-fold
difference in brain size, these species live in similar habitats,
display similarly social lifestyles, and do not display obvious
differences in intelligence.
Consider
the growth of intelligence in a child. A child is born with about as
many neurons as it will ever have. During the period from birth to age
18, the child's intelligence seems to grow by perhaps 300%. But there
is no corresponding brain growth.
There are, however, many new connections formed between brain cells. But an article at Neurosciencenews.com tells us the following:
There are, however, many new connections formed between brain cells. But an article at Neurosciencenews.com tells us the following:
The
more intelligent a person, the fewer connections there are between
the neurons in his cerebral cortex. This is the result of a study
conducted by neuroscientists working with Dr Erhan Genç and
Christoph Fraenz at Ruhr-Universität Bochum; the study was performed
using a specific neuroimaging technique that provides insights into
the wiring of the brain on a microstructural level.….
The
researchers associated the gathered data with each other and found
out: the more intelligent a person, the fewer dendrites there are in
their cerebral cortex.
Let's
put some of these facts into a table listing predictions of the
theory that your intelligence comes from your brain, comparing such
predictions to reality.
Prediction of theory that intelligence comes from brain, specifically the frontal lobe or prefrontal cortex | Reality |
Injury to prefrontal cortex or frontal lobes should cause sharp drop in intelligence, as should hemispherectomy | This does not generally occur |
Human
intelligence should not have increased since 1900, because there
has been no change in brain size or
structure . |
Since about 1930, IQ scores have risen by about 3 percent per decade (the Flynn Effect). |
People about 70 should be much less intelligent than 20-year-olds, because of 5% volume decline in prefrontal cortex per decade. | Adjusting for Flynn Effect, no such drop in intelligence occurs. |
Humans today should be much more stupid than humans 20,000 years ago, because our brains are smaller by about the size of a tennis ball. | Most people today would guess that humans are smarter, or at least as smart, as humans 20,000 years ago. |
Elephants should be much smarter than humans, because their brains are three or four times heavier. | Humans are actually smarter than elephants. |
Crows should be very stupid, because their brains are tiny, and have no neocortex. | Crows are astonishingly smart. |
Greater number of connections in the brain should increase effective intelligence. | "The more intelligent a person, the fewer connections there are between the neurons in his cerebral cortex." -- neuroscience news cited above. |
Men should be about nine percent smarter than women, because their brains are about nine percent bigger. | It is generally recognized that on average men are not significantly smarter than women. |
Adults should not be much smarter than babies or toddlers, because they have no more brain cells than babies or toddlers. | Adults seem to be much smarter than babies and toddlers. |
We
see from this table that the claim that intelligence comes from the brain
(specifically the frontal lobe or prefrontal cortex) massively fails
to predict reality correctly.
The
evidence discussed here argues against the claim that the prefrontal
cortex or the frontal lobe can be identified as the source of
decision making or the center of higher thought in the brain. The
evidence discussed here is consistent with the claim that human
higher thought capability does not come from the brain but from some
unknown other source. Such a claim is also supported by many other considerations discussed at this site, including (1)
convincing and well-replicated laboratory evidence (discussed here and here) for psychic
phenomena such as ESP, evidence suggesting that the mind has powers
that cannot be explained by brain activity; (2) evidence for
near-death experiences indicating minds can continue to function even
when brains have shut down because the heart has stopped.
Postscript: In 1930 a patient listed as Joe A. in the medical literature underwent a bilateral frontal lobectomy performed by Dr. Walter Dandy, who removed almost all of his frontal lobes. An autopsy in 1949 confirmed that "both frontal lobes had been removed." The paper describing the autopsy said that from 1930 to 1944 Joe A.'s behavior was "virtually unchanged." On page 236 of this source, we read that Dandy said this of three patients including Joe A.: "These three patients with the extirpation of such vast areas of brain tissue without the disclosure of any resulting defect is most disappointing." I could see how it would be disappointing for someone hoping to prove a connection between some brain area and intellectual function. Page 237 of the same source tells us that on casual meeting Joe A. appeared to be mentally normal. Page 239 of this source states this about Joe A, summarizing the findings of Brickner.:
Nor was intellectual disturbance primary. The frontal lobes played no essential role in intellectual function; they merely added to intellectual intricacy, and "were not intellectual centers in any sense except, perhaps, a quantitative one."
Postscript: In 1930 a patient listed as Joe A. in the medical literature underwent a bilateral frontal lobectomy performed by Dr. Walter Dandy, who removed almost all of his frontal lobes. An autopsy in 1949 confirmed that "both frontal lobes had been removed." The paper describing the autopsy said that from 1930 to 1944 Joe A.'s behavior was "virtually unchanged." On page 236 of this source, we read that Dandy said this of three patients including Joe A.: "These three patients with the extirpation of such vast areas of brain tissue without the disclosure of any resulting defect is most disappointing." I could see how it would be disappointing for someone hoping to prove a connection between some brain area and intellectual function. Page 237 of the same source tells us that on casual meeting Joe A. appeared to be mentally normal. Page 239 of this source states this about Joe A, summarizing the findings of Brickner.:
Nor was intellectual disturbance primary. The frontal lobes played no essential role in intellectual function; they merely added to intellectual intricacy, and "were not intellectual centers in any sense except, perhaps, a quantitative one."
A 1939 paper you can read here was entitled "A Study of the Effect of Right Frontal Lobectomy on Intelligence and Temperament." A patient C.J was tested for IQ before and after an operation removing his right frontal lobe. He had the same IQ of 139 before and after the operation. Page 9 says the lobectomy "produced no modification of intellectual or personality functions." On page 10 we are told this about patients having one of their frontal lobes removed:
Jefferson (1937) reported a series
of eight frontal lobectomies in which the patients were observed for
intellectual and emotional deficits following operation. There were
five cases of right frontal lobectomy, three of whom were living and
well when the article was written. It could be stated definitely that
in two of the three cases there were no abnormalities which could be
noted by the surgeon, patient, or family, and while the third case
showed a mild memory defect, the operation had been too recently
performed to judge whether or not the loss would be permanent. The
three cases of left frontal excision likewise showed no significant
changes, but comment was made that one patient was slightly lacking
in reserve, another remained slightly facetious, and the third, who
suffered a transient post-operative aphasia, appeared a trifle slow
and diffident.
Very interesting, good job and thanks for sharing such a good blog.
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